1. When do the requirements of CIPA go into affect?
2. Are all E-rate discounts affected by the CIPA ruling?
3. If libraries choose to continue receiving federal funds for E-rate, when
must decisions be made and filters installed? Can a library's decision change?
4. Do all the workstations in a library need to be filtered or only those
accessible by patrons?
5. If my library filters all workstations, must we also require an acceptable
use policy (AUP)?
6. What is NCIPA?
7. Who bears the cost of installing filters? Our fiscal year runs from January
1 to December 31 and our budget does not include funding for this mandate.
8. When must the filtering be turned off? How are we expected to "turn off"
a filter when requested by patrons?
9. Just how much filtering is required? Will my current filter be adequate
to meet the requirements of this legislation?
10. How will my library's connection to the K20 Network be affected if we
choose not to meet the requirements of CIPA?
11. How will young people be able to conduct legitimate research on topics
that are blocked by filters?
12. Does CIPA apply to all federal funding coming to public libraries?
13. Do I need to inform the public that our library is filtering?
14. Do I need to update our library's technology plan?
15. If our library has previously received computer hardware or software
from E-rate or LSTA funds, are we required to filter?
16. Within CIPA, at what age is a person considered to be an adult? Is
it 17 or 18?
17. My library has an automated program that patrons login to using their
bar code number/patron ID. The login provides access to the library catalog
and the Internet. The automation system automatically places a user in filtered
or unfiltered access, depending upon their profile. If an adult requests unfiltered
access, must they do so on every visit to the library, or can we change it once
in the profile and still be CIPA compliant?
18. How do we manage/administer staff computers? Will we require staff
to sign anything? Will we be able to keep anonymous logins?
19. Who decides that a filter is CIPA compliant?
20. Is there any instance where staff can override filtering on a children's
computer?
1. When do the requirements of CIPA go into affect?
According to the FCC order, "This Order and the accompanying rules shall be effective
upon the later of publication in the Federal Register, approval of the revised FCC
Forms 486 and 479, or the effective date of the Supreme Court decision." As of August
1, 2003, neither the publication of the revised forms nor publication of this order
in the Federal Register have occurred.
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2. Are all E-rate discounts affected by the CIPA ruling?
No. E-rate discounts are divided into three distinct groups of services. Only "Internet
access" and "internal connections" are subject to CIPA. "Telecommunications", which
may include telephone service and data circuits is specifically excluded from CIPA's
restrictions. For a comprehensive list of eligible services in each category, examine
the Universal Service Administration Company (USAC) Schools and Libraries Division's
Eligible Services List or contact Library
Development.
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3. If libraries choose to continue receiving federal funds for E-rate, when must
decisions be made and filters installed? Can a library's decision change?
The FCC notes that it would be "unrealistic" to expect libraries to be fully CIPA
compliant during Funding Year 2003 (FY03). Therefore, "…CIPA allows libraries
either to certify (1) that they are in compliance with CIPA or (2) that they are
'undertaking such actions, including any necessary procurement procedures, to put
in place' the required policy measures to comply with CIPA for the next funding
year." However, those libraries seeking discounts for either Internet access or
internal connections in FY03 must resubmit the revised FCC Form 486/479 indicating
their CIPA status. Nothing precludes a change to a Library's CIPA status.
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4. Do all the workstations in a library need to be filtered or only those accessible
by patrons?
The original CIPA legislation required "…the operation of a technology protection
measure with respect to any of its computers with Internet access." No exceptions
were made for subsets of these computers, such as staff and "adult only" workstations.
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5. If my library filters all workstations, must we also require an acceptable
use policy (AUP)?
The CIPA legislation requires compliant libraries have "… in place a policy
of Internet safety … that includes the operation of a technology protection
measure with respect to any of its computers with Internet…" Your AUP would
be required if it serves the purpose of "a policy of Internet safety" as defined
by CIPA/NCIPA.
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6. What is NCIPA?
The Neighborhood Children's Internet Protection Act (NCIPA) sets guidelines for
a library's "policy of Internet safety". This policy must address: "(I) access by
minors to inappropriate matter on the Internet and World Wide Web; (II) the safety
and security of minors when using electronic mail, chat rooms, and other forms of
direct electronic communications; (III) unauthorized access, including so-called
'hacking', and other unlawful activities by minors online; (IV) unauthorized disclosure,
use, and dissemination of personal identification information regarding minors;
and (V) whether the school or library, as the case may be, is employing hardware,
software, or other technological means to limit, monitor, or otherwise control or
guide Internet access by minors". NCIPA also requires a library to "…provided
reasonable public notice and held at least one public hearing or meeting which addressed
the proposed Internet use policy."
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7. Who bears the cost of installing filters? Our fiscal year runs from January
1 to December 31 and our budget does not include funding for this mandate.
Your library is responsible for all costs arising from the implementation of CIPA
compliance. While FCC Order 03-188 notes that, given the timeframe, "…it
is unrealistic to expect all libraries to be in a position to certify compliance
with CIPA for Funding Year 2003…", it does require that "During Funding Year
2003, all libraries that receive discounts for Internet access or internal connections
must certify that they are either compliant with CIPA or undertaking efforts to
be in compliance by the time the libraries commence services for Funding Year 2004."
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8. When must the filtering be turned off? How are we expected to "turn off" a
filter when requested by patrons?
FCC Order 03-188 states that in order to comply with the statute's Internet filtering
requirement a library must "… implement a procedure for unblocking the filter
upon request by an adult." No situation was given where minors would be allowed
unfiltered access to the Internet. The mechanism for unblocking adult access to
Internet sites is unspecified by the FCC and is left to the discretion the individual
library.
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9. Just how much filtering is required? Will my current filter be adequate to
meet the requirements of this legislation?
The Federal government has published no lists of sites that must be restricted nor
has it set standards for blocking. The CIPA legislation requires the operation of
a technology protection measure with respect to any of a library's computers with
Internet access that protects against access through such computers to visual depictions
that are-1) obscene; 2) child pornography; or in the case of minors 3) harmful to
minors. FCC Order 01-120 originally implemented CIPA in regards to the E-rate program.
It noted that "Some commenters have requested that we require entities to certify
to the effectiveness of their Internet safety policy and technology protection measures.
However, such a certification of effectiveness is not required by the statute. Moreover,
adding an effectiveness standard does not comport with our goal of minimizing the
burden we place on schools and libraries. Therefore, we will not adopt an effectiveness
certification requirement."
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10. How will my library's connection to the K20 Network be affected if we choose
not to meet the requirements of CIPA?
Connection to the statewide K20 Network requires neither filtering nor compliance
with the CIPA regulations. Cost to participate, however, may be affected. The quarterly
billing received by your library for use of the network includes both the cost for
data circuits and ISP (Internet Service Provider) charges. The circuit fee falls
under the E-rate category of "telecommunications" and IS NOT subject to CIPA. This
cost will not vary regardless of your library filtering status. The second portion
of your bill, ISP charges, IS subject to CIPA. The public library K20 consortium
will receive a 50% E-rate discount for FY03. If your library chooses to be fully
CIPA compliant and has filed an FCC Form 479 indicating this with the State Library,
any savings realized will be passed back to the consortium members.
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11. How will young people be able to conduct legitimate research on topics that
are blocked by filters?
No provision is made to grant unfiltered access to the Internet to minors. Minors
may, however, request that the library "unblock" sites that they feel have been
blocked inappropriately.
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12. Does CIPA apply to all federal funding coming to public libraries?
CIPA states that "No funds made available under this Act for a library …
may be used to purchase computers used to access the Internet, or to pay for direct
costs associated with accessing the Internet …" Of the programs administered
by the Washington State Library, only E-rate discounts and LSTA grants are affected
by the restrictions of this legislation. We would urge that you directly contact
other agencies that may administer federal monies coming to your institution for
their answers to this question.
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13. Do I need to inform the public that our library is filtering?
No guidance was given on this question in either the original legislation or the
ensuing court decisions. This is a policy issue that should be addressed by your
board.
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14. Do I need to update our library's technology plan?
For the purpose of E-rate, your library's technology plan must include the following
criteria as listed by the Universal Service Administrative Company (USAC).
- 1. The plan must establish clear goals and a realistic strategy for using telecommunications
and information technology to improve education or library services;
2. The plan must have a professional development strategy to ensure that staff know
how to use these new technologies to improve education or library services;
3. The plan must include an assessment of the telecommunication services, hardware,
software, and other services that will be needed to improve education or library
services;
4. The plan must provide for a sufficient budget to acquire and support the non-discounted
elements of the plan: the hardware, software, professional development, and other
services that will be needed to implement the strategy; and
5. The plan must include an evaluation process that enables the school or library
to monitor progress toward the specified goals and make mid-course corrections in
response to new developments and opportunities as they arise.
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15. If our library has previously received computer hardware or software from
E-rate or LSTA funds, are we required to filter?
No.
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16. Within CIPA, at what age is a person considered to be an adult? Is
it 17 or 18?
From the definitions section of the Children's Internet Protection Act, a "minor"
is defined as: "The term 'minor' means any individual who has not attained
the age of 17 years." Therefore, an adult is anyone 17 years of age and older.
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17. My library has an automated program that patrons login to using their bar
code number/patron ID. The login provides access to the library catalog and
the Internet. The automation system automatically places a user in filtered or unfiltered
access, depending upon their profile. If an adult requests unfiltered access, must
they do so on every visit to the library, or can we change it once in the profile
and still be CIPA compliant?
FCC Order 03-188 states that a library must "...implement a procedure for unblocking
the filter upon request by an adult", it does not specify how this will occur or
whether it needs to be done repeatedly. The CIPA legislation itself says "An administrator,
supervisor, or person authorized by the responsible authority under paragraph (1)
may disable the technology protection measure concerned to enable access for bona
fide research or other lawful purposes."
It would appear that as long as a mechanism is in place that can assure that the
unfiltered session is for the "adult" in question, then the library is compliant.
If the library cannot assure this, then the "...procedure for unblocking the filter..."
is flawed and unusable. For example, if a minor can login using an adult’s
unfiltered profile, or an unfiltered adult profile is left logged in where a minor
can use the terminal, this would not be in compliance. The use of such a procedure
would have to be a judgement/policy call on the part of the library board and administration.
The question to be answered by a library is: "What constitutes bona fide research
or other lawful purposes and what time period should be associated with that research
or purpose?" Such research or purpose will likely not be indefinite and will likely
need to be reviewed from time to time.
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18. How do we manage/administer staff computers? Will we require staff to
sign anything? Will we be able to keep anonymous logins?
Staff computers are not exempt from filtering. There is nothing that staff
or the public are required to sign to use the internet, unless your board decides
to implement such a policy. Authorized staff are allowed to turn filters off.
One would assume, that the same staff would be authorized to turn filters off on
staff machines. Who you authorize to do this and what your policy is for turning
a filter off upon request will be a local decision.
You can have anonymous or generic logins. If the logins activate a non-filtered
profile (which would have to comply with your policy and be disabled by an "authorized
staff member"), then the users of those terminals would need to agree to unfiltered
access and no one under 17 could use them for any reason.
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19. Who decides that a filter is CIPA compliant?
There are definitions of what the filter should do (see the FAQ), but there is no
authoritative list of what should be blocked. Your board will have to review the
available filtering options and decide what works for your community.
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20. Is there any instance where staff can override filtering on a children's computer?
No. Minors have to use filtered terminals.
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CIPA Information
Washington State Library
PO Box 42460
Olympia, WA 98504-2460
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Funded in part by the Institute for Museum and Library Services (IMLS) through the Library Services and Technology Act (LSTA).
